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1006 Sterilization and Disinfection
Click here to download PDF versionIFPN Guideline for Developing StandardsSterilization and Disinfection2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 1Purpose:To provide guidelines to achieve sterilization and disinfection of supplies andequipment. Positive patient outcomes of surgical interventions depend on the maintenance ofan aseptic environment. Supplies and equipment should be free of contamination at the timeof use. Sterilization and disinfection are methods to achieve this. Sterilization provides thegreatest assurance that an object does not have viable microbes. Disinfection reduces therisk of microbial contamination but does not have the same level of assurance as sterilization.A. SterilizationRecommendations:1. All items to be sterilized should be thoroughly cleaned to reduce the bioburden.Rationale: Sterilization is affected by the number, type, and resistance oforganisms on the item(s) to be sterilized. This is referred to as the bioburden.Any residual soil, oils, or other materials present may interfere with penetrationof the sterilant.2. Items to be sterilized should be prepared in a clean, controlled environment.Rationale: Temperature, humidity, lighting, personnel attire, room design, andcleaning procedures are some of the factors to be considered to assure properpresterilization processing.3. Care must be taken to arrange items to be sterilized in a manner that willexpose all surfaces to the sterilant. All jointed instruments should be open andunlocked. Instruments should be disassembled when possible. Instrumentsshould not be held together with rubber bands. Any needed lubricant shouldbe nontoxic and water soluble.Rationale: Reliable sterilization depends on good quality contact between thesterilant and all surfaces.4. Instrument sets should be placed in perforated trays or instrument containersystems.The total weight of the metal mass should not exceed the recommendationsmade by the manufacturer of the sterilizer or the container systemmanufacturer.Rationale: Conditions necessary for sterilization are difficult to achieve inexcessively heavy instrument pans/packs. Heavy pans/packs may requirelonger time to attain sterilization temperature and drying time may be extendeddue to condensation and pooling of moisture.2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 25. When instruments are nested inside the pack, they should be separated byabsorbent towels or other moisture absorbing material.Rationale: Placing absorbent towels or other moisture absorbing materialsbetween nested instruments enhances passage of steam to all surfaces duringthe sterilization cycle and facilitates drying by preventing pooling of thecondensate.6. All packs should be arranged on sterilization carriers/racks in a manner thatdoes not interfere with air removal and infusion of the sterilant.Rationale: Proper placement of packs in the steam sterilizer facilitatesdisplacement of air and contact of steam with all surfaces of the containers andtheir contents. It also facilitates drying time. In combined loads of fabrics andhard surface packs, place hard surface packs on the lowest shelves/racks toprevent any dripping that may occur from hard surface packs.7. A chemical indicator should be clearly visible on the outside of packs to besterilized.Rationale: Chemical indicators show that items have been exposed to physicalconditions during a sterilization cycle to render the items sterile. Chemicalindicators do not replace quality assurance measures such as time, pressure,and temperature monitoring; biological monitoring; proper packaging; propersterilizer maintenance; and, proper storage and handling.8. Chemical indicators may be placed in packages or in open trays to besterilized.Rationale: Whenever chemical indicators are used, they should be placed inthe position of the pack or tray which is the most difficult for the sterilant toreach.9. Chemical indicator results should be tracked and interpreted according to themanufacturers written instructions.Rationale: Each practice setting should formulate its own polices regarding theuse of chemical indicators. Factors to be considered should include acost/benefit analysis, performance limitations, and personnel knowledge ofsterilization.10. The sterilizing process should be monitored at regular intervals with reliablebiologicalIndicators. Commercially manufactured biological indicators prepared inaccordance with minimum performance criteria should be stored and usedaccording to the indicator manufacturers written instructions. Measurementsshould be performed with a biological indicator that employs spores ofestablished resistance in a known population.Rationale: The biological monitoring process is the best method presentlyavailable to help confirm the effectiveness of the sterilizing process.2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 311. Saturated steam under pressure should be used to sterilize heat and moisturestable items. Sterilizers should be used according to manufacturers writteninstructions. The time/temperature settings recommended by the devicemanufacturer should be followed.Rationale: The time and temperature required to achieve sterilization by steamvaries with the type of sterilizer, cycle design, bioburden, packaging, and thesize and type of items being sterilized.12. Ethylene Oxide (EO) may be used to process heat and moisture sensitiveitems. EO sterilizers and aerators should be used and vented according to themanufacturers written instructions. Items to be EO sterilized should bedisassembled, cleaned, rinsed and wiped or air dried until no visible waterdroplets remain.Rationale: Heavily soiled items inhibit gas permeation. Excessive moistureinhibits sterilization and produces toxic byproducts that are not removed duringaeration.13. Items should be positioned in the EO sterilizer to allow free circulation andpenetration of the sterilant.Rationale: EO sterilization depends upon a correct balance of essentialparameters which include concentration of sterilant, relative humidity,temperature, and exposure time. The sterilizer operating manual shouldexplain the required relationship between these parameters for properoperation.14, All EO sterilized items should be aerated according to the device and aeratormanufacturers written instructions.Rationale: Aeration of EO sterilized items is essential to reduce the residue ofEOwhich can be harmful to staff and/or patients. Length of aeration depends onmany variables:a. Composition, form, density, and weight of items to be sterilizedb. Type of EO sterilization system usedc. Temperature and number of filtered air changes per hour ofaeration chamberd. Intended use of item (used externally or implanted)15. The sterilizer manufacturers recommendations for door opening and transfer ofitems should be followed.Rationale: The carts or baskets used to transfer items from the EO sterilizer tothe aerator should be pulled rather than pushed. Pushing causes air to flowover the contents of the cart and the potential for inhalation of EO by theoperator is increased.2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 416. Personnel should avoid direct contact with items during the transfer from EOsterilizer to aerator. The EO sterilized items should remain on the cart or in thebasket during transportation. Inhalation of EO should be avoided or minimized.Rationale: Excessive exposure to EO presents a health hazard to workers.17. EO sterilizers and aerators should be vented to the outside atmosphere via anappropriate vent line.Rationale: EO sterilizer and aerator design and venting guidelines areextensive. Consult governmental regulations and the Sterilizer and aeratormanufacturers recommendations for requirements for use.18. Every package should be labeled with a load control number that indicates thesterilizer used, the cycle or load number, and the date of sterilization. Loadcontrol numbers should be used for quality control to facilitate the identificationand retrieval of supplies, inventory control and stock rotation.Rationale: Quality control records to insure sterility must be documented andrecords maintained by the facility.19. Sterilized articles should be carefully handled, and only as necessary. Theyshould be stored in a well-ventilated, limited access area with controlledtemperature and humidity. All wrapped sterilized items should remainuntouched on the sterilizer rack or carriage until adequately cooled.Rationale: Placement of warm wrapped sterilized items on a cold surface caninduce condensate formation resulting in contamination of items.20. The contents of any sterilized package should be considered contaminated ifthe integrity of the packaging is visibly damaged. All wrapped sterilizedpackages should be handled and stored in a manner which minimizes stressand pressure. The storage area should provide protection against dust,insects, vermin, and temperature and humidity extremes.Rationale: Cautious minimal handling of sterile packages reduces thepossibility of microbial contamination.21. Performance records should be maintained for all sterilizers. Mechanicalcontrol monitors such as time-temperature recordings, and temperature andpressure gauges should be monitored by the sterilizer operator at thebeginning and end of each sterilizer cycle to verify function. Sterilizer recordsshould include sterilizer identification number, date, cycle number, contents ofeach load, duration and temperature of exposure phase, identification ofoperator, results of biological tests and dates performed, time-temperaturerecording charts from sterilizers, and any other test results.Rationale: Sterilizer performance records may be used for documentation forproduct recall and for quality assurance.2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 522. Preventive maintenance should be performed according to the manufacturersrecommendations and individual facility policy. Sterilizers should be inspectedand cleaned daily or at an interval recommended by the manufacturer.Rationale: Daily cleaning includes washing and rinsing all surfaces of thesterilizer to prevent accumulation of grease residue from materials beingsterilized. The strainers located in the opening of the chamber discharge lineshould be removed and cleaned daily to insure that pores are free from lint andsediment.23. The chamber discharge system should be cleaned at least weekly according tothe manufacturers instructions.Rationale: Periodic cleaning of the discharge system will prevent build up ofgrease residues and cogging substances that may retard air and condensatedischarge from the chamber.24. In prevacuum sterilizer, a Bowie-Dick test should be carried out each day priorto the first sterilization cycle. If the sterilizer is in use 24 hours a day, the testshould be run at the same time each day. The Bowie-Dick test pack should beplaced horizontally at the bottom front of the sterilizer near the door, in anotherwise empty chamber for 3.5 minutes.Rationale: The Bowie-Dick test evaluates the ability of prevacuum sterilizers toreduce air residuals effectively from the chamber space. If air has not beensufficiently removed, steam will drive air back into the load, air pockets willdevelop, and sterilizing conditions will not occur.B. DisinfectionRecommendations:1. A high-level disinfectant should be used if an item is to be disinfected ratherthansterilized. The manufacturers written instructions should be followed for use.Rationale: Chemical disinfection differs from sterilization by its power to killspores.2. Items to be disinfected should be thoroughly cleaned, rinsed and dried to avoidinterference with the disinfecting process of dilution of the disinfectant.Rationale: Disinfection is divided into 3 levelshigh, medium, and low. Ahigh-level disinfectant can be sporicidal as well as bactericidal and virucidal ifcontact time is sufficient. An intermediate-level disinfectant is not sporicidal butwill kill the more resistant bacterial and viruses. A low-level disinfectant is notsporicidal and will kill only less resistant bacteria and viruses.3. All surfaces, including lumens and channels, of items must be in contact withthe disinfectant solution for the recommended exposure time.2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 6Rationale: The time required to achieve high-level disinfection variesdepending on factors including the nature of the contaminatingmicroorganisms, length of exposure to the agent, bioburden, and temperature.4. An expiration date, determined according to the manufacturers writteninstructions, should be marked on the container of the disinfectant currently inuse.Rationale: All disinfectants will cease to remain effective after repeated usedue to dilution, inactivation, and/or instability.5. High-level disinfectant contact with skin, mucous membranes, and eyes shouldbe avoided. Solutions should be kept covered and used in a well ventilatedarea.Rationale: Some high-level disinfectant solutions have been reported to beirritating to the skin and eyes.C. Policies and ProceduresRecommendations:1. Policies and procedures for sterilization and disinfection should be written,readily available in the practice area, and reviewed annually. They shouldestablish authority, responsibility, and accountability for sterilization anddisinfection processes.Procedures for sterilization and disinfection processes may include:a. Preparation of items for processingb. Processing of limited use itemsc. Loading of sterilizersd. Use of chemical and biological indicatorse. Type of processes and length of time for sterilization anddisinfection of individual itemsf. Use of each type of sterilizer and disinfectantg. Specific aeration requirements for each type of EO sterilizedmaterialh. Maintenance records of sterilizers and aeratorsi. Safety precautions associated with use of sterilizers, aerators,and disinfectantsj. Handling and storage of sterilized instruments and suppliesk. Designation of shelf lifel. Recall and/or disposal or reprocessing of outdates sterilesuppliesRationale: Documentation aids in communication, provides a mechanism forevaluation of nursing care, and serves as evidence of care in legal maters.References2006 Sponsored with an Educational Grant by Vernon Carus 1008Original: 02; Reviewed: 06 7AORN Standards and Recommended Practices (Denver: Association of OperatingRoom Nurses, Inc. 2002.Association for the Advancement of Medical Instrumentation, Good Hospital Practice:Steam Sterilization and Sterility Assurance, ANSI/AAMI (Arlington, VA);Association for the Advancement of Medical Instrumentation, 1994.Bond, W. W.. Biological Indicators for a liquid chemical sterilizer: A solution to theinstrument reprocessing problem? Infection Control and Eipdemiology 14(June 1993).Crow. S. Steam sterilizers: An evolution in design. Infection Control andEipdemiology 14 (August 1993).Fortunato-Phillips, N. Berry & Kohns Operating Room Technique, 10th ed. St. Louis:Mosby, 2003.Fuller, J. R. Surgical Technology: Principles and Practice. Philadelphia: W. B.Saunders Co, 1986.Gardner, J. F., Peel, M. H. Introduction to Sterilization and Disinfection. New YorkCity: Churchill Livingstone, 1996.Kleier, D. J., Averbach, R. E. Glutaraldehyde nonbiologic monitor. Infection Controland Hospital Epidemiology 11 no 8 (August 1990).Reichert, M. and Young, J. Sterilization Technology for the Healthcare Facility.Gaithersburg, Md: Aspen Publishers, Inc, 1993.Rothrock, J. C., et al. Alexanders Care of the Patient in Surgery, 12th ed. St. Louis:Mosby-Year Book, Inc., 2003.
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